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Despite having no binding effect in the law, a letter of intent is one of the most important agreements a seller of business shares will sign. It establishes the price and core terms of the deal and morally obligates the buyer to proceed with the transaction in good faith. With careful drafting, the letter of intent, or LOI, assures the
Upon receipt of your certificate(s) and your signed letter of instruction to sell the shares, the certificated shares will be placed into book-entry form to be sold through the Sales Facility. bought or sold at any time through a registered brokerage firm.
Few people understand how to sell the certificates, but two options are available. The second is to put them in a brokerage account and then sell them. Normally, you send the agent a letter of instruction, which is simply a letter stating you want to put the certificates into direct registration, along with your certificates.
Sample Letter of Instruction. August 1, 2016. (Your broker's name. Your broker's address. Your broker's fax number). Re: (Your Name & Account Number). Dear (Your broker):. Please transfer _ shares of (Security Name and Ticker Symbol) from the above captioned account. Please send to the account listed here:.
This package contains: (1) Instructions & Checklist for a Letter to a Stockbroker Instructing to Buy or Sell; and (2) Letter to a Stockbroker Instructing to Buy or Sell. This form is designed to assist you in drafting a letter to a stockbroker giving instructions to buy or sell a certain stock.
You must submit original certificates with this Letter of Instruction. Shares held in Book-entry form need not be submitted, though this form must still be SPECIAL SHIPPING INSTRUCTIONS: COST BASIS REQUIRED FOR ALL TRANSFERS THAT INCLUDE A CHANGE OF BENEFICIAL OWNERSHIP. ? SALE. ? GIFT.
27 Jul 2012 Instruct the broker in writing with a Letter of. Instruction number of shares. • Location and form of the securities. • The gift designation. • The anticipated date of transfer. Notes: • Sign the Stock Power. • DO NOT sign the For Value Received, the undersigned does (do) hereby sell, assign and transfer to:.
19 Feb 2016 I was told by a rep. that to sell my stock shares that I will need to write a letter saying I would like to sell my shares & along with my stock papers. I was wondering how to phrase that letter & what info should I include. Advisor answers. Peter J. Creedon. ChFC, CFP®, CLU. The letter should be short and sweet
25 Dec 2010 A letter of intent, also known as a letter of interest, outlines an arrangement for a business owner to sell assets or equity to a buyer at a specified price. A letter of intent to sell shares of a company outlines the proposed share price and the number of shares available. While the letter of intent does not carry
(address). RE: Letter of Instruction to transfer securities. Dear _: I wish to irrevocably contribute (insert number of shares or dollar amount) of (insert stock name) common stock to the Institute for Shipboard Education as a (pledge payment towards _; or an outright gift towards ___). Please transfer these shares

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March 2018