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individual substantial shareholder notice

insider dealing sfo

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sfc guidelines

price sensitive information hong kong

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next media limited 10 june 2011

part xiva of the sfo

As the definition of the new term “inside information" in Part XIVA of the SFO is the same as that of “relevant information" used in section 245 in Part XIII of the SFO in connection with insider dealing, the Guidelines have quoted the decisions of the tribunals in Hong Kong with regard to the meaning of “relevant information".
by SFC. 28 Article 62 of the Chinese Securities Law; Article 30 of Administrative Measures for Disclosure of Information of. Listed Companies promulgated by CSRC. 29 Article 9 of the Guidelines for Affirmation of Insider Trading Behavior in the securities Market (Trial) by CSRC (??. ??????????????????(
13 Sep 2013 regulatory mechanism for insider dealing in Hong Kong, and critically analyses the current regulatory .. 13 Goyne, Eugene Fairer markets: the SFO and more effective market misconduct laws SFC 2003 . These have been summarized in the Securities and Futures Commission's Guidelines. 24 2002.
29 Nov 2012 In June 2012, we published the Guidelines on Disclosure of Inside Information to assist listed corporations to comply with their obligations to disclose inside information under Part XIVA of the SFO. These Guidelines provide examples and discuss issues on particular situations in relation to the application
18 Jun 2012 information is “inside information"? THE PSI DISCLOSURE GUIDELINES PROVIDE SOME. EXAMPLES. The market is presumably familiar with the concept of inside information as it adopts the definition from the insider dealing regime under the Securities and. Futures Ordinance that has been in place for
As the definition of the new term “inside information" in Part XIVA of the SFO is the same as that of “relevant information" used in section 245 in Part XIII of the SFO in connection with insider dealing, the 30 Jun 2016 Codes & Guidelines. The SFC issues codes and guidelines to help industry participants comply with the
Advertising Guidelines Applicable to Collective Investment Schemes Authorized under the Product Codes, Apr 2013, One . Guidelines on Disclosure of Inside Information, Jun 2012, - Guidelines to fund managers on dealing disclosure obligations under Rule 22 of the Code on Takeovers and Mergers (Takeovers Code)
30 Jun 2016 Codes & Guidelines. The SFC issues codes and guidelines to help industry participants comply with the laws. Under the Securities and Futures Ordinance (SFO) (section 169), the SFC has specific power to publish codes of conduct for the purpose of giving guidance relating to the practices and standards
30 Mar 2011 (Mar. 30, 2011) On February 11, 2011, Hong Kong's Securities and Futures Commission (SFC) issued consultative conclusions on proposed amendments to its Draft Guidelines on the disclosure of price-sensitive information, i.e., insider trading. (Consultation Paper on the Draft Guidelines on Disclosure of
I. DISCLOSURE OF PRICE SENSITIVE INFORMATION. The statutory regime governing listed companies' disclosure of price sensitive information. (referred to in the legislation as "inside information") is set out in Part XIVA of the. Securities and Futures Ordinance (“SFO") which came into effect on 1 January 2013. The. SFC

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