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15 Jan 2013 You can learn more about Form 13F filings and the applicable statutory and regulatory provisions, as well as obtain a copy of the Form and instructions and the Official List of Section 13(f) Securities, by accessing Frequently Asked Questions About Form 13F prepared by the SEC's Division of Investment
See Special Instructions Information Table section 12(b)(vi) (A-C) (Form 13F Instructions) for descriptions of investment discretion. 16, Column 7. Other Managers: Optional, 100 character limit. Identify each other Manager on whose behalf this Form 13F report is being filed with whom investment discretion is shared as to any
Form 13F is shorthand for the quarterly report filed, per SEC regulations, by "institutional investment managers" to the SEC and containing all equity assets under management of at least $100 million in value. Form 13F provides position-level disclosure of all institutional investment managers with more than $100m in assets
Instructions for filing Form 13F are contained in the EDGAR Filer Manual (Volume II). Step I. Prepare the Information Table in Excel. The information table should have exactly 12 columns with corresponding column headers as depicted above in Figure 1. Errors made when inputting the data will cause subsequent schema
3. Filing of Form 13F. A Manager must file a Form 13F report with the Commission within 45 days after the end of each calendar year and each of the first three calendar quarters of each calendar year.
15 Mar 2017 If you prefer, you are allowed to include these small positions on your filing. See Special Instruction 10 to Form 13F [Adobe Acrobat® (PDF) file]. For example, if you hold 9,800 shares valued at $205,000, you must list the position. Similarly, if you hold 10,500 shares valued at $198,000, you must list the position.
www.sec.gov/divisions/investment/13flists.htm. 3717 CFR § 240.13f-1; See “Official List of 13(f) Securities" available at www.sec.gov/divisions/investment/13flists.htm. 38 See Division of Investment Management Frequently Asked Questions About Form 13F, Question 7. 39 See Form 13F, Special Instructions at
5 Feb 2013
The SEC Form 13F is a filing with the Securities and Exchange Commission (SEC) also known as the Information Required of Institutional Investment Managers Form. It is a quarterly filing required of institutional investment managers with over $100 million in qualifying assets. Companies required to file SEC Form 13F may
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