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1 Apr 2016 Title 17 - Commodity and Securities Exchanges Chapter II - SECURITIES AND EXCHANGE COMMISSION Part 229 - STANDARD INSTRUCTIONS FOR FILING FORMS UNDER SECURITIES ACT OF 1933, SECURITIES EXCHANGE ACT OF 1934 AND ENERGY POLICY AND CONSERVATION ACT OF
16 Dec 2017 17 CFR Part 255 - PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS. eCFR · Rulemaking · prev | next · Subpart A - Authority and Definitions (§§ 255.1 - 255.2) · Subpart B - Proprietary Trading (§§ 255.3 - 255.8-255.9) · Subpart C - Covered Funds
16 Dec 2017 a. This appendix sets forth reporting and recordkeeping requirements that certain banking entities must satisfy in connection with the restrictions on proprietary trading set forth in subpart B (“proprietary trading restrictions"). Pursuant to § 255.20(d), this appendix generally applies to a banking entity that,
15 Oct 2009 16 CFR Part 255. Guides Concerning the Use of. Endorsements and Testimonials in. Advertising. AGENCY: Federal Trade Commission. ACTION: Final . 17WOMMA, at 6. 18BzzAgent, at 1; see also id. at 4-5 (FTC should. ''distinguish between honest word of mouth shared among actual consumers from
16 Dec 2017 Section 255.20(c) requires certain banking entities to establish, maintain, and enforce an enhanced compliance program that includes the requirements and standards in this Appendix as well as the minimum written policies and procedures, internal controls, management framework, independent testing,
1 Jan 2011 16 CFR 255 - GUIDES CONCERNING USE OF ENDORSEMENTS AND TESTIMONIALS IN ADVERTISING.

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March 2018